Application service provider of online stock trading

Application service provider of online stock trading is regulated in article 87 circular 9/2013/TT-BTC: Application service provider of online stock trading. Application service provider of online securities trading include:
1. Visa application subscription service providing online stock trading exchange according to the form prescribed in annex 1 of this circular;

2. list the name and curriculum vitae of the expert service system management of online securities trading by the company according to the form of stock trading operations prescribed in annex 2 and 3 of this circular;

3. Sample contracts on service of online stock transactions with customers and A risk disclosure according to the form prescribed in annex 4 and 5 of this circular;

4. report of system design of online securities trading according to the form prescribed practice stock trading account in annex 6 of this circular;

5. Plans for the system failure of online securities trading according to the form prescribed in annex 7 of this circular;

6. The certificate of inspection of the safety and quality of the system's online stock trading agencies, organizations that the audit function of information technology in accordance with the law (certified copies);

7. plan to control risks of the company in the implementation of online transaction services according to the form prescribed in annex 8 of this circular;

8. Technical documentation on the network access device, device integration networks, hardware, software systems and other related devices according to the form prescribed in annex 9 of this circular;

9. official approval and check the online trading system.(certified copies).