Disclosure of information related to online stock trading

Reporting and disclosure of information in the online stock trading was regulated under article 11 circular 86/2013/TT-BTC. The time limit for submission of the report is a minimum 12 working days after the securities firm made upgrades or system changes.
1. the approved securities companies offer the service of online stock trading transactions must submit the state stock commission documents, reports related to the upgrade, changes to the system such as: make big upgrades operating system for securities trading services online; make the big fix for business management system.

2. The approved securities companies offer the service of online stock exchange must file the report in up STATE SECURITIES COMMISSION on securities transaction activity online before 31 January of the next year according to the form prescribed in annex 10 of this circular.

3. SGDCK is responsible for state stock trading commission report on the situation to provide services online stock for stock companies; report on the online trading system before 31 January of the next year according to the form prescribed in annex 11 of this circular.

4. responsible SGDCK announced on his website: the list of eligible stock trading companies, are allowed to connect to the trading system of the SGDCK, procedures, regulations on registration as a member of the online trading facility.

5. The STATE SECURITIES COMMISSION is responsible for publication on your website: a list of the securities companies are allowed to offer the service of online stock transactions, procedure, rules of application service providers online stock trading for clients.

6. SGDCK, stock company submitted the report in the form of electronic reports that use digital certificates, digital signatures under the guidance of the state stock trading commission.