The technical requirements about operation related to online stock trading

The technical requirements in the stock trading operations of online securities trading is regulated in article 7, 86/2013/TT-BTC:
1. the securities company must apply the technical solution to ensure the service system of online securities trading are technically separate to other business systems; use the security solution to prevent the illegal access to internal business system of the company stock through an online trading activity.

2. Securities firms are technically separate to keep the data information of investors who do not subscribe to the service with online stock trading system.

3. System services with cheap online trading from the online stock exchange must have technical solutions ensure secure data storage, system backup and restore fails to ensure both technically about safety, piecemeal, exactly the customer's data.

4. Securities firm to arrange professional staff qualified to administer and monitor the operation of the system of online trading services. Securities companies must have the staff meet the professional requirements of information technologies such as: operating system administration, database administration, security engineering, network administrator.

5. The system of online trading services must have the functions or facilities for the management of real time and prevent the illegal access. Store in a reasonable manner the information daily logs and check for a software system's main stock trading exchange services  as a network operating system, database and application software.

6. Information on customers using online trading services, trading and other sensitive information must be encrypted to ensure security during transmission through the Internet.

7. the securities company must apply technical measures or forex trading platform reliable management to identify correctly the online Investor; stop the fake access investors in securities transactions online.

8. the securities company must apply these measures or technical manager to set the limit on sale of securities according to the provisions of the law for every investor to engage in securities trading services online.

9. The main technical equipment related to the transmission of data and identity safe in service system of online stock trading will have to pass inspection and certification of safety agency's audit function of information technology in accordance with the law.

10. To ensure safety and security, the use of types of digital signatures, digital certificates for applications used for online transactions on the Internet environment of the securities companies are regulated as follows:

a) electronic information Page (website), the electronic mail system (email) of securities companies offer the service of online stock trading transactions must be authenticated by certificate number;

b) securities companies and investors are actively choose to use free stock trading for digital signatures, certificate of transaction in the stock buy, sell online. Recommended investors use the public deed of purchase transaction, sell stock online.

11. Securities firms must asked solution providers and build application software for stock trading system online, privacy commitment application for free share trading software source code with the securities company.