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Revoke the decision of approval to provide online stock trading services is regulated in article 13 circular 86/2013/TT-BTC.
>Article 13. Revoke the decision of approval to provide services online securities trading
1. stock company revoked the decision approved service providers of online stock trading in the event.
a) have registered to withdraw stock brokerage business and has been approved by the state stock trading companies.
b) withdraw stock broking.
c) temporarily deactivated.
d) revoked the license to establish and operate.
2. stock company revoked the decision approved service providers of online stock trading transactions as defined in paragraph 1 of this article must maintain and archive the data of online stock trading system to perform the obligations prescribed by law.
3. Securities firms recovered can register to provide stock trading services back online after the fix specified in article 13 paragraph 1 of this circular.
Application service provider of online stock trading is regulated in article 87 circular 9/2013/TT-BTC: Application service provider of online stock trading. Application service provider of online securities trading include:
1. Visa application subscription service providing online stock trading exchange according to the form prescribed in annex 1 of this circular;
2. list the name and curriculum vitae of the expert service system management of online securities trading by the company according to the form of stock trading operations prescribed in annex 2 and 3 of this circular;
3. Sample contracts on service of online stock transactions with customers and A risk disclosure according to the form prescribed in annex 4 and 5 of this circular;
4. report of system design of online securities trading according to the form prescribed practice stock trading account in annex 6 of this circular;
5. Plans for the system failure of online securities trading according to the form prescribed in annex 7 of this circular;
6. The certificate of inspection of the safety and quality of the system's online stock trading agencies, organizations that the audit function of information technology in accordance with the law (certified copies);
7. plan to control risks of the company in the implementation of online transaction services according to the form prescribed in annex 8 of this circular;
8. Technical documentation on the network access device, device integration networks, hardware, software systems and other related devices according to the form prescribed in annex 9 of this circular;
9. official approval and check the online trading system.(certified copies).
Reporting and disclosure of information in the online stock trading was regulated under article 11 circular 86/2013/TT-BTC. The time limit for submission of the report is a minimum 12 working days after the securities firm made upgrades or system changes.
1. the approved securities companies offer the service of online stock trading transactions must submit the state stock commission documents, reports related to the upgrade, changes to the system such as: make big upgrades operating system for securities trading services online; make the big fix for business management system.
2. The approved securities companies offer the service of online stock exchange must file the report in up STATE SECURITIES COMMISSION on securities transaction activity online before 31 January of the next year according to the form prescribed in annex 10 of this circular.
3. SGDCK is responsible for state stock trading commission report on the situation to provide services online stock for stock companies; report on the online trading system before 31 January of the next year according to the form prescribed in annex 11 of this circular.
4. responsible SGDCK announced on his website: the list of eligible stock trading companies, are allowed to connect to the trading system of the SGDCK, procedures, regulations on registration as a member of the online trading facility.
5. The STATE SECURITIES COMMISSION is responsible for publication on your website: a list of the securities companies are allowed to offer the service of online stock transactions, procedure, rules of application service providers online stock trading for clients.
6. SGDCK, stock company submitted the report in the form of electronic reports that use digital certificates, digital signatures under the guidance of the state stock trading commission.
Vn Index has more than once lost nearly 8 points, when these big stock trading sites weakened. The 3 richest hitters go stock/stock agricultural phấp interviews the same circular 36.
The stock trading market showed more signs of the difficulties recently, after a period of huge investment funds structuring portfolios. The General properties of a month, the index has lost nearly 30 HCM floor point and the trend of decrease has not ended the first session after 2 weeks.
Before the session today (24/3), the investor quite worried when foreign net selling of unexpected mass return with a value of nearly 120 billion during the first days of the week, plus the speculation about pressure on the exchange rate. This information about stock trading sites led the main group bank stocks on the 2 floor like VCB, STB, BID, CTG, MBB, EIB, ACB ... off simultaneously at the beginning of the session. About 1 h, the Vn-Index lost more than 7 points.
By the end of the morning session, the entire basketball VN30 turned red indicator with a series of pillars as HOSE, GAS, VCB, STB, KDC. However, selling pressure has decreased quite a lot compared with the beginning of the session, prompting the momentum of HCMC signs stagnated.
The selling was again launched in early afternoon session, online trading platform focus on most of the large stocks of small groups, in which there is BEED, GAS, PVD, PVS, SSI ... HCMC floor again took almost 8 points after about 40 minutes of trading after the lunch hour.
To the end of the session, the situation had improved signs to help the market close at 567.43 points (falling 3.46 points compared to the previous version). However, free stock trading was still the lowest closing score of Vn-Index from the date of 5/2. The entire floor of Ho Chi Minh city recorded more than 91.9 million shares are transferable, equivalent to 1,691 billion – mitigation of near compared with the previous session.
In floor Hanoi, HNX-Index also fell for online stock trading in the second consecutive session, about 83.32 points with near 593 billion shares are transferable. In total, since the beginning of the week, foreign net sales volume of more than 40 billion in securities on this floor.
